Investing Resources

Financial Planners

Are investment advisers or financial planners required to have credentials or certifications?

No state or federal authority requires specific credentials in order to give advice. However, many states do require that people advising clients on financial matters pass some proficiency tests.

Close

This is a web preview of the "The Handy Investing Answer Book" app. Many features only work on your mobile device. If you like what you see, we hope you will consider buying. Get the App