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How can I find information on the legitimacy of a stock brokerage firm, and complaints against them?

Avoiding Scams Read more from
Chapter Investing Resources

Visit www.finra.org, which allows you to look up the names of individual firms to see what actions have been taken against them. The SEC maintains a great source of investing information designed to protect investors at www.investor.gov, a portal site to many tools and information that potential investors may use before making an investment.

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