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Mutual Funds

The Basics

How can I protect myself from fraud when I am considering investing in a mutual fund?

Many mutual funds use the services of outside companies to manage their funds, sometimes known as “investment advisers” that are supposed to be registered with the SEC. The SEC always recommends that you scrutinize this registration to ensure that the investment advisers are registered with the SEC by going to the SEC’s website and doing some background checks.



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