Investing Resources

Investment Experts

What does FINRA suggest I do after I have invested to work properly with my investment adviser?

FINRA recommends that you carefully review monthly account statements, order confirmations, and all other information regarding your trading activity. FINRA experts also recommend contacting your investment adviser immediately if you notice a trade you did not authorize, or information you do not fully understand.



Close

This is a web preview of the "The Handy Investing Answer Book" app. Many features only work on your mobile device. If you like what you see, we hope you will consider buying. Get the App