NextPrevious

Savings and Investments

Financial Planners and Investment Advisors

What other types of questions can you ask a potential financial planner?

You might ask such questions as: Where did you go to school? What licenses do you hold? Are you registered with the SEC, a state, or financial industry regulatory authority? Can you recommend only a limited number of products or services, and why? If you are a registered investment adviser, can you give me a copy of your Form ADV?



Close

This is a web preview of the "The Handy Personal Finance Answer Book" app. Many features only work on your mobile device. If you like what you see, we hope you will consider buying. Get the App