Savings and InvestmentsFinancial Planners and Investment Advisors |
What other types of questions can you ask a potential financial planner? |
You might ask such questions as: Where did you go to school? What licenses do you hold? Are you registered with the SEC, a state, or financial industry regulatory authority? Can you recommend only a limited number of products or services, and why? If you are a registered investment adviser, can you give me a copy of your Form ADV?